Dublin, Aug. 25, 2025 (GLOBE NEWSWIRE) -- The "CASS - Managing Client Money and Assets (ONLINE EVENT: October 3, 2025)" training has been added to ResearchAndMarkets.com's offering.
The subject of Client Money and Client Assets remains high on the FCA's agenda, actions against firms continue to be taken by the FCA. Most notably the £126 million fine of a US bank London branch for failure to segregate client and company cash. Fines and their reputational damage aside, the new rules post significant commercial and operational challenges.
This very practical 1 day course conducted by an expert with over 30 years of experience within the sector, will provide a thorough overview of the CASS regulation and CASS rules, their scope and requirements, and prepare participants to effectively comply with them.
You will learn about the principles of clients' money and asset protection, how to segregate and hold funds and keep records. You will also learn about the CASS reporting requirements and how to set up all the processes and operations in order to stay compliant.
Key Learning Outcomes
By completing this course, participants will gain the ability to:
- Recognise the FCA's concerns regarding Client Assets Protection
- Understand your firm's responsibilities when handling Client Money Protection
- Assess the practical implications of your firm's Client Asset Protection responsibilities
- Consider the effectiveness of your current processes in the light of the enhanced CASS regulation
- Identify the work required to comply with the CASS regulation
- Investigate the application of the FCA CASS rules, drawing on lessons learned and good industry practice
Given the ever-evolving regulatory landscape, possessing a deep understanding of the FCA's Client Money and Client Assets regulations is critical for firms seeking to mitigate risks and enhance operational integrity. This course offers a unique opportunity for professionals to bolster their expertise, ensuring their firm not only meets regulatory demands but also maintains a competitive edge in the financial sector. Participants will leave with valuable knowledge and actionable strategies to implement CASS regulations effectively within their organizations.
Course Agenda:
- The background to client money protection
- CASS rules, scope and significance
- Defining client money and assets
- Defining CASS firm
- CASS Resolution Pack
- Common issues with managing clients money and assets
- Record keeping and reporting requirements
- Reconciliation requirements
- Governance process
For more information about this training visit https://www.researchandmarkets.com/r/uoocac
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