Latest News and Press Releases

DALLAS, May 19, 2020 (GLOBE NEWSWIRE) -- Lawyers with Shepherd, Smith, Edwards, & Kantas ("SSEK Law Firm") recently filed a Financial Industry Regulatory Authority (FINRA) arbitration claim...

NEW YORK and PRINCETON, N.J., Nov. 14, 2017 (GLOBE NEWSWIRE) -- Olden Lane Securities LLC and AXIO Financial announced that they have formed a distribution partnership.  Olden Lane is an innovative...

LOS ANGELES, Oct. 11, 2016 (GLOBE NEWSWIRE) -- Lorraine Echavarria, the former head of enforcement in the Securities and Exchange Commission's (SEC) Los Angeles office, has joined WilmerHale's...

STAMFORD, Conn., July 22, 2015 (GLOBE NEWSWIRE) -- Mischler Financial Group, Inc., the financial industry's oldest and largest minority investment bank and institutional brokerage owned and operated...

NAPLES, Fla., Jan. 19, 2012 (GLOBE NEWSWIRE) -- UBS fraudulently misrepresented the investment products it was selling to an Ohio business owner, leading him to believe he was buying principal...

NAPLES, Fla., May 19, 2011 (GLOBE NEWSWIRE) -- Nationwide investor advocacy law firm Vernon Healy filed $1.1 million in securities fraud claims today against UBS for misconduct involving sales of...

HOUSTON, May 18, 2011 (GLOBE NEWSWIRE) -- Attorneys for investors have filed $1 million in securities fraud charges in Texas state court against UBS in an effort to force UBS to answer for its Lehman...

NAPLES, Fla., March 17, 2011 (GLOBE NEWSWIRE) -- The investor advocacy legal team at Vernon Healy, in conjunction with Orlando, Florida attorney Neal Blaher, filed more than half a million dollars in...

NAPLES, Fla., Jan. 22, 2011 (GLOBE NEWSWIRE) -- The investor rights law firm of Vernon Healy expressed praise for Friday's late SEC recommendation to Congress on needed reform to hold stockbrokers and...

NAPLES, Fla., Sept. 15, 2010 (GLOBE NEWSWIRE) -- The investment fraud attorneys at Vernon Healy today filed another $4 million in claims against UBS (NYSE:UBS), alleging that the firm perpetrated...