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January 19, 2011 07:00 ET | Source: RIA In A Box

Lexington Compliance Launches Monthly Compliance Webinars With Live Q & A Hosted by Former Top State Regulator

NEW YORK, NY--(Marketwire - January 19, 2011) - Lexington Compliance (www.lexcompliance.com), the compliance and oversight arm of RIA In A Box , today announces it is offering monthly compliance...
October 18, 2010 06:00 ET | Source: RIA In A Box

RIA In A Box Partners With Lloyds of London and North American Professional Liability Insurance Agency (NAPLIA) to Provide the First-Ever Group E&O Insurance Program for RIAs

NEW YORK, NY--(Marketwire - October 18, 2010) - RIA In A Box (www.RIAinaBox.com), a consulting business aimed exclusively at efficient creation of registered investment advisory firms, today announces...
June 29, 2010 05:00 ET | Source: RIA In A Box

Thousands of RIAs Need to Prepare for Shift From SEC to State Oversight Under New Financial Reform Bill Rules

NEW YORK, NY--(Marketwire - June 29, 2010) - The financial reform bill which passed through the House-Senate conference committee Friday will require that 4200 RIAs now registered with the SEC shift...