Latest News and Press Releases

Want to stay updated on the latest news?

Sign into Reader Account Create Reader Account

August 10, 2016 17:01 ET | Source: Klayman & Toskes P.A.

BUSINESS DEVELOPMENT COMPANY (BDC) INVESTOR ALERT: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Opens Investigation into Potential Brokerage Firm Violations Related to Sale of Non-Traded Business Development Companies in Response to FINRA Targeted Examination Letter

NEW YORK, Aug. 10, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has opened an investigation into potential brokerage firm...
July 15, 2016 11:29 ET | Source: Klayman & Toskes P.A.

Notice to Clients of Christopher Tolmacs and Triad Advisors: The Securities Arbitration Law Firm of Klayman & Toskes¸ P.A. has Commenced an Investigation into Potential Sales Practice Violations by Triad Advisors in Light of Recent Regulatory Action Alleging that its Broker Christopher Tolmacs Impermissibly Sold Promissory Notes to his Clients

NEW YORK, July 15, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has commenced an investigation into potential sales...
June 08, 2016 12:10 ET | Source: Klayman & Toskes P.A.

INVESTOR ALERT: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Continues its Investigation and Files Claim on Behalf of UPS Employee for Losses Sustained from Unsuitable Covered Call Writing Strategy for a Concentrated Stock Position

NEW YORK, June 08, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announced today that it filed a claim against Merrill...
April 07, 2016 16:53 ET | Source: Klayman & Toskes P.A.

The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Continues to Investigate and Pursue FINRA Arbitration Claims Against VSR Financial Services for Sales Practice Violations Related to Non-Traded Alternative Investments

NEW YORK, April 07, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announced today that it is continuing to investigate and...
February 13, 2015 12:48 ET | Source: Klayman & Toskes P.A.

The Securities Arbitration Law Firms of Klayman & Toskes, P.A. and Carlo Law Offices File FINRA Arbitration Claim Against UBS Financial Services Incorporated of Puerto Rico on Behalf of Elderly Investor for Losses in Proprietary Puerto Rico Closed-End Bond Funds

SAN JUAN, Puerto Rico, Feb. 13, 2015 (GLOBE NEWSWIRE) -- The securities arbitration law firms of Klayman & Toskes, P.A., and the Carlo Law Offices, P.S.C., located in Puerto Rico, announce a recent...
February 09, 2015 12:44 ET | Source: Klayman & Toskes P.A.

Klayman & Toskes, PA and Carlo Law Offices Issue Statement on Ruling Declaring Puerto Rico's Recovery Act Unconstitutional

SAN JUAN, Puerto Rico, Feb. 9, 2015 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes ("K&T"), www.perdidasenbonospr.com/en/, and Carlo Law Offices, commented today on U.S....