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January 09, 2018 05:30 ET | Source: CapitalRock LLC

CapitalRock Expands Best Interest Rollover/Exchange Analysis

SALT LAKE CITY, Jan. 09, 2018 (GLOBE NEWSWIRE) -- After successfully deploying the RightBRIDGE Product Profiler solution to more than 35,000 licensed users across the financial services industry...
November 30, 2017 10:48 ET | Source: DALBAR, Inc.

Top Mutual Fund Contact Centers Maintain Exceptional Service While Adapting to the Fiduciary Rule

BOSTON, Nov. 30, 2017 (GLOBE NEWSWIRE) -- In 2017, the Department of Labor’s Fiduciary Rule created new pressures for mutual fund contact centers by redefining what constitutes a fiduciary act more...
February 22, 2017 08:41 ET | Source: First Ascent Asset Management

First Ascent Rolls Out Asset Management Industry’s First Flat-Fee Pricing for Financial Advisors

DENVER, Feb. 22, 2017 (GLOBE NEWSWIRE) -- First Ascent Asset Management, a portfolio strategist serving financial advisors, announced today that it is now offering its outsourced portfolio...
December 14, 2016 10:18 ET | Source: First Ascent Asset Management

First Ascent Position Paper Explores Robo Advice Regulatory Issues

DENVER, Dec. 14, 2016 (GLOBE NEWSWIRE) -- Can a Robot Be a Fiduciary? That’s the core question in a new position paper released today by First Ascent Asset Management. Written by First Ascent...
October 14, 2016 13:30 ET | Source: RegEd

RegEd to Showcase Solutions That Enable a Culture of Compliance at the 2016 NSCP National Conference

Raleigh, NC, Oct. 14, 2016 (GLOBE NEWSWIRE) -- RegEd, the leading provider of compliance technology solutions to the financial services industry, is pleased to announce its participation in the 2016...
October 12, 2016 09:30 ET | Source: RegEd

RegEd Announces Partnership With IRI on Training to Help Industry Professionals Comply With the DOL Fiduciary Rule

Raleigh, NC, Oct. 12, 2016 (GLOBE NEWSWIRE) -- RegEd, the leading provider of Compliance Education and Product Training solutions for the financial services industry, has announced a partnership...
March 10, 2016 11:13 ET | Source: American Portfolios Financial Services

American Portfolios Develops DOL Committee to Address Impending Fiduciary Rule

HOLBROOK, NY--(Marketwired - March 10, 2016) - American Portfolios Financial Services, Inc. (APFS), a privately-held, independent broker/dealer that services financial advisors across the...