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March 28, 2019 09:37 ET | Source: Shepherd Smith Edwards & Kantas LLP

Shepherd, Smith, Edwards & Kantas Investigating Fraud Claims Against Securities America and Hector A. May

HOUSTON, March 28, 2019 (GLOBE NEWSWIRE) -- Lawyers with Shepherd, Smith, Edwards & Kantas, LLP (SSEK Law Firm) are investigating claims involving Hector A. May, a former broker with Securities...
October 04, 2017 11:31 ET | Source: Klayman & Toskes P.A.

NOTICE TO ALL SANDLAPPER SECURITIES, LLC CLIENTS WHO PURCHASED SALTWATER DISPOSAL WELLS: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Commences Investigation on the heels of FINRA Complaint

BOCA RATON, Fla., Oct. 04, 2017 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A., www.nasd-law.com, has commenced an investigation into Financial Industry...
August 26, 2016 16:13 ET | Source: Klayman & Toskes P.A.

UPS EMPLOYEE/SHAREHOLDER ALERT: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Files $500,000 FINRA Arbitration Claim on Behalf of a UPS Employee for Losses Sustained as a result of Merrill Lynch’s Unsuitable Recommendation to Invest in Rampart Options Management Services Program

NEW YORK, Aug. 26, 2016 (GLOBE NEWSWIRE) -- The securities arbitration law firm of Klayman & Toskes, P.A. ("K&T"), www.nasd-law.com, has filed a $500,000 FINRA arbitration claim [FINRA Case...
August 10, 2016 17:01 ET | Source: Klayman & Toskes P.A.

BUSINESS DEVELOPMENT COMPANY (BDC) INVESTOR ALERT: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Opens Investigation into Potential Brokerage Firm Violations Related to Sale of Non-Traded Business Development Companies in Response to FINRA Targeted Examination Letter

NEW YORK, Aug. 10, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has opened an investigation into potential brokerage firm...
August 02, 2016 18:48 ET | Source: Klayman & Toskes P.A.

Notice to Clients of Andrew Yocum and Morgan Stanley: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. has Commenced an Investigation in Light of Recent Regulatory Action Barring Andrew Yocum from Acting as a Broker

BOCA RATON, Fla., Aug. 02, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has commenced an investigation in light of recent...
July 15, 2016 11:29 ET | Source: Klayman & Toskes P.A.

Notice to Clients of Christopher Tolmacs and Triad Advisors: The Securities Arbitration Law Firm of Klayman & Toskes¸ P.A. has Commenced an Investigation into Potential Sales Practice Violations by Triad Advisors in Light of Recent Regulatory Action Alleging that its Broker Christopher Tolmacs Impermissibly Sold Promissory Notes to his Clients

NEW YORK, July 15, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has commenced an investigation into potential sales...
June 10, 2016 17:51 ET | Source: Klayman & Toskes P.A.

Notice to Merrill Lynch Clients with Rampart Options Management Services Program: Klayman & Toskes, P.A. Files $500,000 Claim on Behalf of UPS Employee for Mismanagement of Concentrated Stock Position

NEW YORK, June 10, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announced today that it has filed a claim against Merrill...
June 08, 2016 12:10 ET | Source: Klayman & Toskes P.A.

INVESTOR ALERT: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Continues its Investigation and Files Claim on Behalf of UPS Employee for Losses Sustained from Unsuitable Covered Call Writing Strategy for a Concentrated Stock Position

NEW YORK, June 08, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announced today that it filed a claim against Merrill...
April 07, 2016 16:50 ET | Source: Klayman & Toskes P.A.

Notice to Franklin Square Energy and Power Fund Investors: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Launches Investigation into Potential FINRA Sales Practice Violations by Brokerage Firms

BOCA RATON, Fla., April 07, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. ("K&T"), www.nasd-law.com, announces that it is conducting an investigation...
February 10, 2016 13:55 ET | Source: Klayman & Toskes P.A.

Klayman & Toskes, P.A. Wins $2.25 Million FINRA Arbitration Award in Favor of Retired UPS Executive With Concentrated Stock Position Against Citigroup Global Markets

BOCA RATON, Fla., Feb. 10, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com announced a major victory today in winning a...

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